Part-Time Compliance Assistant (2 days a week)

  • Location

    London, England

  • Sector:

    Banking & Financial Services

  • Job type:

    Permanent

  • Salary:

    Negotiable

  • Contact:

    Guy Fraser

  • Contact email:

    guyfraser@taylorroot.com

  • Job ref:

    1109302_1562319770

  • Published:

    5 months ago

  • Expiry date:

    2019-08-04

  • Startdate:

    ASAP

  • Consultant:

    #

One of my venture capital and private equity clients is looking for a part-time Compliance Assistant for 2 days a week (to be agreed) to support the General Counsel.

Responsibilities

  • Review and update the Compliance Monitoring Programme
  • Assisting with FCA submissions and applications
  • Supporting on SM&CR implementation with CCO and HR
  • Performing KYC checks on investors, transferees and counterparties
  • Compiling and maintaining KYC packs
  • Sanction checking
  • Training staff ensuring company is up to date with current and future regulatory requirements

Experience

  • Previous compliance experience in a financial services firm essential
  • PE experience an advantage

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